Microsoft's Perspective on Risk & Compliance

My June 29 th blog posting on this topic noted the Dodd-Frank legislation authorizes the SEC to issue rules granting shareholder access to management’s proxy statement for the purpose of nominating directors to the board. On August 25, 2010, the...

Let’s start learning LR, LCR, NSFR, Capital Surcharge, Gone Concern! A mouthful isn’t it? Well, Basel III is coming our way sooner than expected! The much awaited (do I hear a groan?!) Basel III regulation is getting its final touches...

Microsoft Surface ® is a table-top computer that responds to natural hand movements and tag-enabled objects, with four unique capabilities: (a) direct interaction (users can interact with content on-screen by touch and gesture), (b) multi-user experience...

I have been following emerging risk management regulations in the insurance industry with great interest. The two major Insurance Risk and Prudential regulations on the horizon with global impact are: 1. Solvency II in Europe 2. US Insurance...

If you can imagine Wall Street as an Old West Dodge City and the U. S. Securities & Exchange Commission as the local marshal, “wanted” signs are being figuratively nailed up for U. S. public companies and a new class of whistleblower “bounty...