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Sai Sireesh: Regulatory Oversight & Risk Management of the Future
21 July 09 08:28 PM | AnnaVAubry | 0 Comments   

Year 2008 was a humbling and significant event for the Investment Banking and Risk Management professions. Many epitaphs will be written for legendary institutions that disappeared overnight and will be spoken about for decades to come in terms of the Read More...

Filed under: Risk , FSA, regulatory, Regulatory Risk Management, Treasury, oversight, Investment Banking, sub-prime, bonds, global credit crisis, interventions, supervisory, risk management, supervision, TARP, US, UK, Super Regulator, Singapore, MAS, Australia, APRA, Australian Prudential and Regulatory Authority, OCC, FDIC, SEC, Stress Testing, Asia, Bank Negara, Malayasia, Bank of Thailand, Reserve Bank of India, Liquidity Management, Central Bank Discount, CFAR, VAR, Bank Capital Requirements, Washington Mutual, JP Morgan Chase, Wachovia, Wells Fargo, National City Corp, capital ratio, Spain, Morgan Stanley, Call back, bonus, remuneration, Sai Sireesh

Sai Sireesh: Regulatory Compliance Trends Driven by Technology
18 June 09 12:26 PM | Sai Sireesh P | 0 Comments   

Regulatory compliance is being driven in some instances by technology innovation. As an example over the years the records management and retention policies have evolved rapidly to keep pace with technology. I am sure you see similar interesting trends Read More...

Filed under: Compliance , Regulation, Technology, FRCP, Federal Rules of Civil Procedure, ESI, Electronically Stored Information, SEC 17a-4, SEC XBRL, FSA, Financial Services Authority, Records Management Policy and Standards, RMPS, 08/1, Unified Communications, Sai Sireesh