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Jeff Jinnett: The Catch-22 of Record Retention
19 September 09 07:41 PM | AnnaVAubry | 0 Comments   

At the heart of the record retention challenge is the difficult question as to what types of documents to maintain for compliance purposes and how long to maintain them. In certain cases, applicable laws and regulations specify the types of documents Read More...

Filed under: Risk , Compliance , Technology, Federal Rules of Civil Procedure, Sarbanes-Oxley, regulatory, audit, SEC, IT, litigation, Jeff Jinnett, discovery, spoliation, document, record retention, electronic records, IRS, Revenue Procedure 98-25, Revenue Procedure 97-22, Guideline Three, Sedona Principles, Rule 37(e), case law, investigations, Sectiion 409, Form 8-K, ESign, IT infrastructure, scalable

Sai Sireesh: Regulatory Compliance Trends Driven by Technology
18 June 09 12:26 PM | Sai Sireesh P | 0 Comments   

Regulatory compliance is being driven in some instances by technology innovation. As an example over the years the records management and retention policies have evolved rapidly to keep pace with technology. I am sure you see similar interesting trends Read More...

Filed under: Compliance , Regulation, Technology, FRCP, Federal Rules of Civil Procedure, ESI, Electronically Stored Information, SEC 17a-4, SEC XBRL, FSA, Financial Services Authority, Records Management Policy and Standards, RMPS, 08/1, Unified Communications, Sai Sireesh