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Jeff Jinnett: Proposed Financial Services Regulatory Reforms (Part II): Possible Business and IT Impacts
31 July 09 08:25 PM | AnnaVAubry | 0 Comments   

In our last blog posting, we summarized the Obama administration’s proposed financial services industry regulatory reforms, as set forth in its “New Foundation” white paper [1] . The following are some of the possible business impacts of the changes, Read More...

Filed under: Risk , Compliance , regulatory, Hedge Funds, Asset backed securities, OTC, Derivatives, business intelligence, Obama Administration, CFPA, Congress, risk management, SEC, Liquidity Management, Obama, New Foundation White Paper, the Fed, Tier 1 FMCs, Gramm-Leach-Bliley Act, CCPs, private equity funds, money market mutual funds, MMFs, regulatory reporting, mandates, Chief Risk Officers, loan, credit card banks, thrift holding companies, trust companies, Bank Holding Company Act, credit rating agencies, mandatory arbitration, IT, high performance computing, e-discovery, arbitration, litigation, XBRL-enabled, legislation, Jeff Jinnett

Jeff Jinnett: Obama Administration Proposed Financial Services Regulatory Reforms (Part 1): An Overview
30 July 09 11:00 PM | AnnaVAubry | 0 Comments   

On June 17, 2009, the U.S. Department of the Treasury issued a white paper entitled “Financial Regulatory Reform – A New Foundation: Rebuilding Financial Supervision and Regulation” (the “New Foundation White Paper”).(1) The New Foundation White Paper Read More...

Filed under: Hedge Funds, Executive Pay, OTC, Derivatives, Financial Services Oversight Council, Treasury, Obama Administration, Consumer Financial Protection Agency, CFPA, US, OCC, FDIC, SEC, Obama, Department of the Treasury, New Foundation White Paper, Federal Reserve Board, the Fed, too big to fail, Tier 1 FMCs, Gramm-Leach-Bliley Act, DTCC, National Bank Supervisor, Office of Thrift Supervision, OTS, Office of the Comptroller of the Currency, Securities and Exchange Commission, Commodities Futures Trading Commission, CFTC, Truth in Lending Act, Real Estate Settlement and Procedures Act, Fair Debt Collection Practices Act, Financial Consumer Coordinating Council, FSOC, securities, over-the-counter, credit default swap, central counterparties, CCPs, private equity funds, money market mutual funds, MMFs, fair value, mark to market, retirement plan, 401(k), Declaration on Strengthening the Financial System, G-20, Office of National Insurance, ONI, EU Solvency II Initiative, Jeff Jinnett

Sai Sireesh: 7 Pillars of US Financial Regulatory Reform Blueprint
08 July 09 11:18 PM | AnnaVAubry | 0 Comments   

Risk & Compliance Managers, Private Equity (PE) firms, Hedge Funds, Credits firms and Consumers, in the USA and global financial markets are going to remember this week for a long time to come due to the epic changes in the financial regulation and Read More...

Filed under: Risk , GRC , Compliance , Regulation, Financial Services Authority, Records Management Policy and Standards, regulatory, Microsoft, Risk & Compliance Managers, Private Equity firms, PE, Hedge Funds, regulatory reform, EBC, European Systemiic Risk Council, Regulatory Risk Management, Consumer Protection Regulator, TCF, Treating Customers Fairly, mortgages, credit cards, savings accounts, Executive Pay, Private Equity and Hedge Funds Regulation, Asset backed securities, OTC, Derivatives, Clearing houses, Single Federal Regulator, Financial Services Oversight Council, Sai Sireesh