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Sai Sireesh: 7 Pillars of US Financial Regulatory Reform Blueprint
08 July 09 11:18 PM | AnnaVAubry | 0 Comments   

Risk & Compliance Managers, Private Equity (PE) firms, Hedge Funds, Credits firms and Consumers, in the USA and global financial markets are going to remember this week for a long time to come due to the epic changes in the financial regulation and Read More...

Filed under: Risk , GRC , Compliance , Regulation, Financial Services Authority, Records Management Policy and Standards, regulatory, Microsoft, Risk & Compliance Managers, Private Equity firms, PE, Hedge Funds, regulatory reform, EBC, European Systemiic Risk Council, Regulatory Risk Management, Consumer Protection Regulator, TCF, Treating Customers Fairly, mortgages, credit cards, savings accounts, Executive Pay, Private Equity and Hedge Funds Regulation, Asset backed securities, OTC, Derivatives, Clearing houses, Single Federal Regulator, Financial Services Oversight Council, Sai Sireesh

Sai Sireesh: Regulatory Compliance Trends Driven by Technology
18 June 09 12:26 PM | Sai Sireesh P | 0 Comments   

Regulatory compliance is being driven in some instances by technology innovation. As an example over the years the records management and retention policies have evolved rapidly to keep pace with technology. I am sure you see similar interesting trends Read More...

Filed under: Compliance , Regulation, Technology, FRCP, Federal Rules of Civil Procedure, ESI, Electronically Stored Information, SEC 17a-4, SEC XBRL, FSA, Financial Services Authority, Records Management Policy and Standards, RMPS, 08/1, Unified Communications, Sai Sireesh