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Sai Sireesh: Australian secret sauce for managing risk sprinkled with APRA’s Meta Regulation!
08 October 09 08:13 PM | AnnaVAubry | 0 Comments   

I was fortunate enough to have short work stints in Australia (both Sydney and Melbourne), a beautiful country with its free spirited fun loving sporty population. I continue to be amazed at the sophistication and depth of their financial markets. There Read More...

Filed under: Risk , Regulation, Basel II Accord, mortgages, sub-prime, risk management, Australia, APRA, Australian Prudential and Regulatory Authority, Sai Sireesh, banking, loans, banks, securitization, Meta Regulation, financial markets, global markets, RBA, ASIC, Australian Securities & Investments Commission, ACCC, Australian Competition and Consumer Commissiion, Commonwealth Bank of Australia, WestPac, CBA, Macquarie, National Australia Bank, NAB, mortgage discipline, too strong to fail, 4 pillar policy, credit assessment standards, 3rd party loan originator, risk-based, meta-regulation

Sai Sireesh: Insurance Supervision - The Future
26 August 09 06:24 PM | AnnaVAubry | 0 Comments   

Whilst there is a lot of focus on banking, the insurance sector is also witnessing a wave of regulatory changes specially around cross-border exposures. So I did some quick research on the world of insurance supervision. Devoid of dramatics, the Basel, Read More...

Filed under: Risk , Regulation, regulatory, insurance supervision, supervisory, risk management, EU Solvency II Initiative, EU, Sai Sireesh, insurance, cross-border, IAIS, International Association of Insurance Supervisors, financial stability, supervisory colleges, Multilateral Memorandum of Understanding, MMoU, Solvency II, Europe, Insurance Core Principles, IAIS Annual Conference

Sai Sireesh: 7 Pillars of US Financial Regulatory Reform Blueprint
08 July 09 11:18 PM | AnnaVAubry | 0 Comments   

Risk & Compliance Managers, Private Equity (PE) firms, Hedge Funds, Credits firms and Consumers, in the USA and global financial markets are going to remember this week for a long time to come due to the epic changes in the financial regulation and Read More...

Filed under: Risk , GRC , Compliance , Regulation, Financial Services Authority, Records Management Policy and Standards, regulatory, Microsoft, Risk & Compliance Managers, Private Equity firms, PE, Hedge Funds, regulatory reform, EBC, European Systemiic Risk Council, Regulatory Risk Management, Consumer Protection Regulator, TCF, Treating Customers Fairly, mortgages, credit cards, savings accounts, Executive Pay, Private Equity and Hedge Funds Regulation, Asset backed securities, OTC, Derivatives, Clearing houses, Single Federal Regulator, Financial Services Oversight Council, Sai Sireesh

Jeff Jinnett: The Problem with Unmanaged End User Computing Applications
01 July 09 08:38 PM | AnnaVAubry | 0 Comments   

Approximately 68% of an enterprise’s corporate data is managed in IT Department-controlled applications and 32% is stored in key Microsoft Excel spreadsheets(1), Microsoft Access and other databases(2) , business intelligence tools (e.g., reporting tools), Read More...

Filed under: Risk , Compliance , Regulation, Sarbanes-Oxley, security, regulatory, audit, record-keeping, IT solutions, Excel, spreadsheets, Microsoft, Clearing houses, Single Federal Regulator, corporate data, IT Department, Access, databases, business intelligence, Word, TransAlta Corp, safeguards, controls, fraud, AIB's Allfirst Bank, End User Computing Applications, EUCs, breaches, confidentiality, external auditors, e-signatures, mashup, PricewaterhouseCoopers, Gartner, Chambers and Hamill, Prodiance, ClusterSeven, Governance, Jeff Jinnett

Sai Sireesh: Regulatory Compliance Trends Driven by Technology
18 June 09 12:26 PM | Sai Sireesh P | 0 Comments   

Regulatory compliance is being driven in some instances by technology innovation. As an example over the years the records management and retention policies have evolved rapidly to keep pace with technology. I am sure you see similar interesting trends Read More...

Filed under: Compliance , Regulation, Technology, FRCP, Federal Rules of Civil Procedure, ESI, Electronically Stored Information, SEC 17a-4, SEC XBRL, FSA, Financial Services Authority, Records Management Policy and Standards, RMPS, 08/1, Unified Communications, Sai Sireesh

Jeff Jinnett: How to Take a Holistic Approach to Governance, Risk Management and Compliance - part 1
11 June 09 11:19 AM | Sai Sireesh P | 0 Comments   

Today’s increasingly complex business landscape is matched by an increasingly challenging governance, risk management and compliance (GRC) lan dscape. U.S. multi-national companies are faced with a bewildering array of international, U.S. federal and Read More...

Filed under: GRC , Compliance , Regulation, multi-national companies, EU privacy directive, Basel II Accord, Patriot Act, Sarbanes-Oxley, HIPAA, Gram-Leach-Bliley Act, DoD 5015.2, privacy, security, regulatory, Jeff Jinnett

Sai Sireesh: What is New in Your Risk and Compliance Journey?
03 June 09 05:21 PM | Sai Sireesh P | 0 Comments   

Hello and a warm welcome from the Microsoft Worldwide Financial Services Team. In this blog Jeff and I will share our perspectives on the current and future state of governance, risk management and compliance initiatives around the world and the enhanced Read More...

Filed under: Risk , GRC , Compliance , Regulation, Sustainable, Technology, Agility, people-ready, Sai Sireesh