Browse by Tags

• accountants
• accreditation
• arbitration
• Asset backed securities
• audit
• Bank Holding Company Act
• bank lenders
• board directors
• breaches
• business intelligence
• case law
• CCPs
• CFPA
• Chief Risk Officers
• Compliance
• Congress
• counsel
• credit card banks
• credit rating agencies
• data
• Derivatives
• discovery
• document
• due diligence
• e-discovery
• electronic records
• ESign
• evidence
• Federal IT Standard
• Federal Rules of Civil Procedure
• Form 8-K
• Gramm-Leach-Bliley Act
• Guideline Three
• healthcare
• Hedge Funds
• high performance computing
• HIPAA
• investigations
• IRS
• IT
• IT Department
• IT infrastructure
• IT Security RMP
• Jeff Jinnett
• jury
• legislation
• Liquidity Management
• loan
• mandates
• mandatory arbitration
• MMFs
• money market mutual funds
• New Foundation White Paper
• Obama
• Obama Administration
• OTC
• private equity funds
• record retention
• regulators
• regulatory
• regulatory reporting
• Revenue Procedure 97-22
• Revenue Procedure 98-25
• Risk
• risk management
• risk mitigation plan
• RMP
• Rule 37(e)
• Sarbanes-Oxley
• scalable
• SEC
• Sectiion 409
• security
• Security Accreditation
• Sedona Principles
• small and medium-sized companies
• spoliation
• technical
• Technology
• the Fed
• thrift holding companies
• Tier 1 FMCs
• trust companies
• underwriters
• URAC
• XBRL-enabled

Jeff Jinnett: The Catch-22 of Record Retention
19 September 09 07:41 PM | AnnaVAubry | 0 Comments   

At the heart of the record retention challenge is the difficult question as to what types of documents to maintain for compliance purposes and how long to maintain them. In certain cases, applicable laws and regulations specify the types of documents Read More...

Filed under: Risk , Compliance , Technology, Federal Rules of Civil Procedure, Sarbanes-Oxley, regulatory, audit, SEC, IT, litigation, Jeff Jinnett, discovery, spoliation, document, record retention, electronic records, IRS, Revenue Procedure 98-25, Revenue Procedure 97-22, Guideline Three, Sedona Principles, Rule 37(e), case law, investigations, Sectiion 409, Form 8-K, ESign, IT infrastructure, scalable

Jeff Jinnett: Value of an IT Security Due Diligence Document/Risk Mitigation Plan
31 August 09 05:25 PM | AnnaVAubry | 0 Comments   

If a company were ever asked to describe its IT security program, the company likely would have to bring in numerous staffers from the IT department and refer to reams of documents to present a full picture of the company’s IT security approach. The need Read More...

Filed under: Risk , HIPAA, security, IT Department, breaches, IT, litigation, Jeff Jinnett, counsel, technical, data, jury, regulators, board directors, bank lenders, accountants, underwriters, due diligence, document, risk mitigation plan, RMP, Security Accreditation, URAC, Federal IT Standard, healthcare, accreditation, small and medium-sized companies, IT Security RMP, evidence

Jeff Jinnett: Proposed Financial Services Regulatory Reforms (Part II): Possible Business and IT Impacts
31 July 09 08:25 PM | AnnaVAubry | 0 Comments   

In our last blog posting, we summarized the Obama administration’s proposed financial services industry regulatory reforms, as set forth in its “New Foundation” white paper [1] . The following are some of the possible business impacts of the changes, Read More...

Filed under: Risk , Compliance , regulatory, Hedge Funds, Asset backed securities, OTC, Derivatives, business intelligence, Obama Administration, CFPA, Congress, risk management, SEC, Liquidity Management, Obama, New Foundation White Paper, the Fed, Tier 1 FMCs, Gramm-Leach-Bliley Act, CCPs, private equity funds, money market mutual funds, MMFs, regulatory reporting, mandates, Chief Risk Officers, loan, credit card banks, thrift holding companies, trust companies, Bank Holding Company Act, credit rating agencies, mandatory arbitration, IT, high performance computing, e-discovery, arbitration, litigation, XBRL-enabled, legislation, Jeff Jinnett