Microsoft's Perspective on the Future of Risk & Compliance

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10 Steps for Effective Risk Management and Compliance - from the desk of Sai Sireesh 02 December 09 10:06 PM | AnnaVAubry | 0 Comments: My 18 years experience has taught me one thing - Risk Management and Compliance initiatives by nature are the most complex to execute. Due to the dynamic nature of the industry needs, there are so many moving parts that it gets hard to keep up. Based Read More...

Filed under: Compliance , risk management, best practices, efficiency, productivity, Total Cost of Ownership
Sai Sireesh: Australian secret sauce for managing risk sprinkled with APRA’s Meta Regulation! 08 October 09 08:13 PM | AnnaVAubry | 0 Comments: I was fortunate enough to have short work stints in Australia (both Sydney and Melbourne), a beautiful country with its free spirited fun loving sporty population. I continue to be amazed at the sophistication and depth of their financial markets. There Read More...

Filed under: Risk , Regulation, Basel II Accord, mortgages, sub-prime, risk management, Australia, APRA, Australian Prudential and Regulatory Authority, Sai Sireesh, banking, loans, banks, securitization, Meta Regulation, financial markets, global markets, RBA, ASIC, Australian Securities & Investments Commission, ACCC, Australian Competition and Consumer Commissiion, Commonwealth Bank of Australia, WestPac, CBA, Macquarie, National Australia Bank, NAB, mortgage discipline, too strong to fail, 4 pillar policy, credit assessment standards, 3rd party loan originator, risk-based, meta-regulation
Susan Hauser, VP of Microsoft Financial Services, on New Challenges in Risk Management and Compliance 26 September 09 10:17 PM | AnnaVAubry | 0 Comments: As the global economic crisis rumbles on, financial firms of all kinds anticipate an overhaul of risk management and regulatory frameworks. I asked Microsoft’s global head of Financial Services, Susan Hauser, for her views: Sai: Susan, as the global head Read More...

Filed under: Risk , Compliance , Technology, people-ready, Basel II Accord, Sarbanes-Oxley, regulatory, SharePoint Server, Microsoft, Office, MOSS, Governance, risk management, IT, Sai Sireesh, Jeff Jinnett, best practices, data, risk mitigation plan, banks, global economic crisis, Susan Hauser, bailouts, financial crisis, Tower Group, technologies, IT spend, unlock data, service-oriented architecture, SOA, Bank of America, portal solution, risk mitigation, IT Compliance Management Guide, IT Compliance Management Resources Workbook, Worldwide Financial Services, Exchange, Windows
Sai Sireesh: The Spanish Approach to Risk Management! 13 September 09 08:28 PM | AnnaVAubry | 0 Comments: As a major European economy Spain’s banking sector has relatively fared well in the international financial crisis. Both Banco Bilbao Vizcaya Argentaria (BBVA) and Banco Santander (BS), amongst the largest banks in the world, have done relatively well Read More...

Filed under: mortgages, risk management, Spain, loan, Sai Sireesh, best practices, European, economy, banking, Banco Bilbao Vizcaya Argentaria, BBVA, Banco Santander, BS, real estate, recession, loans, government, Bank of Spain, Banco de Espana, Dynamic Provisioning, reserve, banks, securitization, off balance sheet, loan-to-value ratio, default, IFRS
Sai Sireesh: Insurance Supervision - The Future 26 August 09 06:24 PM | AnnaVAubry | 0 Comments: Whilst there is a lot of focus on banking, the insurance sector is also witnessing a wave of regulatory changes specially around cross-border exposures. So I did some quick research on the world of insurance supervision. Devoid of dramatics, the Basel, Read More...

Filed under: Risk , Regulation, regulatory, insurance supervision, supervisory, risk management, EU Solvency II Initiative, EU, Sai Sireesh, insurance, cross-border, IAIS, International Association of Insurance Supervisors, financial stability, supervisory colleges, Multilateral Memorandum of Understanding, MMoU, Solvency II, Europe, Insurance Core Principles, IAIS Annual Conference
Sai Sireesh: GRM - Global Risk Management or Government Risk Management ? 05 August 09 11:33 PM | AnnaVAubry | 0 Comments: Year 2008 was a humbling and significant event for the Investment Banking and Risk Management professions. Many epitaphs will be written for legendary institutions that disappeared overnight and will be spoken about for decades to come in terms of the Read More...

Filed under: regulatory, tax, Investment Banking, sub-prime, global credit crisis, interventions, risk management, TARP, US, UK, FDIC, Federal Reserve Board, too big to fail, SWF, Sovereign Wealth Funds, pan asian, aggregator, Risk Managers, G7, EU, guarantee, stimulus package, benchmark rates, toxic securities, equity, nationalization, Interbank, debt, recapitalization, restructuring, free market economy, China, Russia, Germany, South Korea, Japan, France, India, foreign exchange, GDP, GRM, CRO, financial supermarts, Sai Sireesh
Jeff Jinnett: Proposed Financial Services Regulatory Reforms (Part II): Possible Business and IT Impacts 31 July 09 08:25 PM | AnnaVAubry | 0 Comments: In our last blog posting, we summarized the Obama administration’s proposed financial services industry regulatory reforms, as set forth in its “New Foundation” white paper [1] . The following are some of the possible business impacts of the changes, Read More...

Filed under: Risk , Compliance , regulatory, Hedge Funds, Asset backed securities, OTC, Derivatives, business intelligence, Obama Administration, CFPA, Congress, risk management, SEC, Liquidity Management, Obama, New Foundation White Paper, the Fed, Tier 1 FMCs, Gramm-Leach-Bliley Act, CCPs, private equity funds, money market mutual funds, MMFs, regulatory reporting, mandates, Chief Risk Officers, loan, credit card banks, thrift holding companies, trust companies, Bank Holding Company Act, credit rating agencies, mandatory arbitration, IT, high performance computing, e-discovery, arbitration, litigation, XBRL-enabled, legislation, Jeff Jinnett
Sai Sireesh: Regulatory Oversight & Risk Management of the Future 21 July 09 08:28 PM | AnnaVAubry | 0 Comments: Year 2008 was a humbling and significant event for the Investment Banking and Risk Management professions. Many epitaphs will be written for legendary institutions that disappeared overnight and will be spoken about for decades to come in terms of the Read More...

Filed under: Risk , FSA, regulatory, Regulatory Risk Management, Treasury, oversight, Investment Banking, sub-prime, bonds, global credit crisis, interventions, supervisory, risk management, supervision, TARP, US, UK, Super Regulator, Singapore, MAS, Australia, APRA, Australian Prudential and Regulatory Authority, OCC, FDIC, SEC, Stress Testing, Asia, Bank Negara, Malayasia, Bank of Thailand, Reserve Bank of India, Liquidity Management, Central Bank Discount, CFAR, VAR, Bank Capital Requirements, Washington Mutual, JP Morgan Chase, Wachovia, Wells Fargo, National City Corp, capital ratio, Spain, Morgan Stanley, Call back, bonus, remuneration, Sai Sireesh

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